Banks / financial service providers
Alternatives are called for
Banks, insurers, leases and investment funds as well as other financial services providers operate in a regulatory environment that is becoming increasingly complicated. The products and processes are evolving rapidly. We provide our expertise in this field to help you keep pace with such changes.
As a leading firm of business consultants and auditors for small and medium-sized enterprises, we are able to provide you with experts who can support you in fighting through the forest of red-tape. Examples of new regulatory requirements are the EU Markets in Financial Instruments Directive (MiFID) or the 7th Amendment of the German Banking Act (KWG).
Our portfolio of services is as varied as the wider market for financial services.
Our German-wide team of experts can develop solutions that are tailored to your market environment. In the process we will contribute our years of experience and knowledge of the industry in our capacity as consultants and auditors of enterprises of all sizes and legal form.
Statutory audits of banks / financial services providers
´Among the most important audits of banks and financial services providers are
the extended audit of the financial statements pursuant to Sec. 340k HGB, the
audit pursuant to Sec. 36 WpHG...
Consulting on operational aspects and supervisory requirements
A financial institute does not always have the optimal size to cover all the
services if offers independently. Having recourse to external capacities and
competencies can play a major role in...
Implementation of banking supervisory aspects
The regulatory environment for banks and financial services providers has
changed in many ways and poses new challenges constantly. In times of radical
change in particular, it is critical that...
Auditing
Tax Consultancy
Legal Consultancy
Management Consultancy